Andrew David Oddie - May 12, 2022 Form 3 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF REVENUE OFFICER
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie
Stock symbol
FNKO
Transactions as of
May 12, 2022
Transactions value $
$0
Form type
3
Date filed
5/23/2022, 08:50 PM
Next filing
Aug 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FNKO Class A Common Stock 24.7K May 12, 2022 Direct
holding FNKO Class B Common Stock 29.4K May 12, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FNKO Restricted Stock Units May 12, 2022 Class A common stock 2.4K Direct F1
holding FNKO Restricted Stock Units May 12, 2022 Class A common stock 1.14K Direct F2
holding FNKO Restricted Stock Units May 12, 2022 Class A common stock 14.6K Direct F3
holding FNKO Restricted Stock Units May 12, 2022 Class A common stock 14.7K Direct F4
holding FNKO Restricted Stock Units May 12, 2022 Class A common stock 18.8K Direct F5
holding FNKO Option to Purchase Class A Common Stock May 12, 2022 Class A common stock 34.3K $16.91 Direct F6
holding FNKO Option to Purchase Class A Common Stock May 12, 2022 Class A common stock 42K $19.89 Direct F7
holding FNKO Option to Purchase Class A Common Stock May 12, 2022 Class A common stock 38.5K $4.01 Direct F8
holding FNKO Option to Purchase Class A Common Stock May 12, 2022 Class A common stock 51.3K $19.91 Direct F9
holding FNKO Option to Purchase Class A Common Stock May 12, 2022 Class A common stock 23.5K $17.09 Direct F10
holding FNKO Common Units May 12, 2022 Class A common stock 29.4K Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 9,580 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of July 30, 2018, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 4,570 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 29,254 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 19,633 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 18,798 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 28,821 of the shares subject thereto are vested and exercisable and the remaining 5,438 shares subject thereto will vest in three remaining equal monthly installments on May 30, 2022, June 30, 2022, and July 30, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F7 The option vested and became exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 4, 2019 and the remaining 75% of the option have vested or will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F8 14,813 of the shares subject thereto are vested and exercisable and the remaining 23,700 shares subject thereto will vest in twenty-four equal monthly installments on the monthly anniversary of April 29, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F9 The option vested and became exercisable with respect to 25% of the shares subject thereto on the first anniversary of April 21, 2021 and the remaining 75% of the option have vested or will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F10 The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 8, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F11 Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer on a 1-to-1 basis.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney