Mike Batesole - 16 May 2022 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 May 2022, 20:07:28 UTC
Prior SEC filing
03 May 2022
Next SEC filing
30 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Emily Jennings, Attorney-in-fact

Key filing fact

Mike Batesole filed Form 4 for TPCO Holding Corp. (GRAM) on 18 May 2022.

Key facts

  • This page summarizes Mike Batesole's Form 4 filing for TPCO Holding Corp. (GRAM).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 18 May 2022, 20:07.

Change

  • Previous filing in this sequence was filed on 03 May 2022.
  • Current net transaction value: -$36,036.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GRAMF transaction

Common Shares

Award

Transaction value
Shares
+71,250
Change %
+100%
Price
Shares after
142,396
Date
16 May 2022
Ownership
Direct
Footnotes
F1
GRAMF transaction

Common Shares

Tax liability

Transaction value
$36,036
Shares
-32,175
Change %
-23%
Price
$1.12*
Shares after
110,221
Date
16 May 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GRAMF transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+78,750
Change %
+34%
Price
Shares after
310,000
Date
16 May 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
78,750
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Both Common Shares and restricted stock units ("RSUs") were received for no consideration upon the satisfaction of performance criteria underlying an award of RSUs.

Footnote F2

The disposition of Common Shares is associated with tax obligations of the reporting person.

Footnote F3

RSUs convert into Common Shares on a one-for-one basis.

Footnote F4

The reporting person was granted 150,000 RSU's subject to satisfaction of certain performance criteria, 25% of which vested after 180 days after February 15, 2021 (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .