Anthony Dias - May 4, 2022 Form 3 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Vice President of Finance
Signature
/s/ Anthony Dias
Stock symbol
DCTH
Transactions as of
May 4, 2022
Transactions value $
$0
Form type
3
Date filed
5/17/2022, 11:35 AM
Next filing
Feb 20, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DCTH Stock Option (Right to Buy) May 4, 2022 Common Stock 30K $7.25 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vests and becomes exercisable as follows: 10,000 shares on February 7, 2023, and the remaining 20,000 shares in 24 equal monthly installments starting on March 1, 2023 and monthly thereafter, subject to the reporting person's continued employment with the issuer on each respective vesting date. The option was granted by the issuer as an inducement material to the reporting person's entering into employment with the issuer in accordance with Nasdaq Listing Rule 5635(c)(4).

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney