Brandon Sweeney - Dec 20, 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Revenue Officer
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2021
Transactions value $
$0
Form type
4
Date filed
5/16/2022, 08:35 PM
Previous filing
Dec 15, 2021
Next filing
Mar 22, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -50K -7.97% $0.00 578K Dec 20, 2021 Class B Common Stock 50K Direct F1, F2
transaction HCP Class B Common Stock Options Exercise $0 +50K +28.13% $0.00 228K Dec 20, 2021 Class A Common Stock 50K Direct F3
transaction HCP Class B Common Stock Tax liability $0 -24.8K -10.89% $0.00 203K Dec 20, 2021 Class A Common Stock 24.8K Direct F3, F4
transaction HCP Restricted Stock Units Options Exercise $0 -17.3K -25% $0.00 51.9K Jan 31, 2022 Class A Common Stock 17.3K Direct F1, F5
transaction HCP Class B Common Stock Options Exercise $0 +17.3K +8.53% $0.00 220K Jan 31, 2022 Class A Common Stock 17.3K Direct F3
transaction HCP Class B Common Stock Tax liability $0 -6.43K -2.92% $0.00 214K Jan 31, 2022 Class A Common Stock 6.43K Direct F3, F4
transaction HCP Restricted Stock Units Award $0 +53.8K $0.00 53.8K Feb 1, 2022 Class A Common Stock 53.8K Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class B Common Stock.
F2 The restricted stock units, or RSUs, vest in eight equal quarterly installments beginning on March 20, 2022.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F5 The RSUs vest in twelve equal quarterly installments beginning on March 20, 2022.
F6 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class B Common Stock.
F7 The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.