Marc Holmes - 31 Jan 2022 Form 4 Insider Report for HashiCorp, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 May 2022, 20:11:42 UTC
Prior SEC filing
15 Dec 2021
Next SEC filing
22 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Warenski, by power of attorney

Key filing fact

Marc Holmes filed Form 4 for HashiCorp, Inc. on 16 May 2022.

Key facts

  • This page summarizes Marc Holmes's Form 4 filing for HashiCorp, Inc..
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 16 May 2022, 20:11.

Change

  • Previous filing in this sequence was filed on 15 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HCP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-34,600
Change %
-25%
Price
$0.000000
Shares after
103,800
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
34,600
Exercise price
Footnotes
F1, F2
HCP transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+34,600
Change %
Price
$0.000000
Shares after
34,600
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
34,600
Exercise price
Footnotes
F1, F3
HCP transaction Derivative

Class B Common Stock

Tax liability

Transaction value
$0
Shares
-11,446
Change %
-33%
Price
$0.000000
Shares after
23,134
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
11,446
Exercise price
Footnotes
F1, F3, F4
HCP transaction Derivative

Resticted Stock Units

Award

Transaction value
$0
Shares
+23,522
Change %
Price
$0.000000
Shares after
23,522
Date
01 Feb 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
23,522
Exercise price
Footnotes
F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.

Footnote F2

The reported shares are represented by restricted stock units, or RSUs, which vest in twelve equal quarterly installments beginning on March 20, 2022.

Footnote F3

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Footnote F4

The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.

Footnote F5

Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock.

Footnote F6

The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.

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