Armon Dadgar - Dec 20, 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Technology Officer, Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2021
Transactions value $
$0
Form type
4
Date filed
5/16/2022, 07:47 PM
Previous filing
Dec 15, 2021
Next filing
Mar 22, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -8.13K -11.1% $0.00 65.1K Dec 20, 2021 Class B Common Stock 8.13K Direct F1, F2
transaction HCP Restricted Stock Units Options Exercise $0 -26K -25% $0.00 77.9K Jan 31, 2022 Class B Common Stock 26K Direct F1, F3
transaction HCP Class B Common Stock Options Exercise $0 +8.13K +1.69% $0.00 489K Dec 20, 2021 Class A Common Stock 8.13K Direct F1
transaction HCP Class B Common Stock Tax liability $0 -3.2K -0.65% $0.00 486K Jan 31, 2022 Class A Common Stock 3.2K Direct F1, F4
transaction HCP Class B Common Stock Options Exercise $0 +26K +5.34% $0.00 512K Jan 31, 2022 Class A Common Stock 26K Direct F1
transaction HCP Class B Common Stock Tax liability $0 -8.04K -1.57% $0.00 504K Jan 31, 2022 Class A Common Stock 8.04K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 The restricted stock units, or RSUs, vest in eight equal quarterly installments beginning on March 20, 2022.
F3 The RSUs vest twelve equal quarterly installments beginning on March 20, 2022
F4 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.