Jonathan Waldern - 15 Feb 2022 Form 4 Insider Report for META MATERIALS INC.

Reporting relationship: Chief Technology Officer
Issuer ticker: N/A
Reported as of: 15 Feb 2022
Net transaction value: +$4,206,585
SEC form: 4
Accepted by SEC: 12 May 2022, 21:18:43 UTC
Prior SEC filing: 29 Nov 2021
Next SEC filing: 25 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Ken Rice, as Attorney-in-Fact

Key filing fact

Jonathan Waldern filed Form 4 for META MATERIALS INC. on 12 May 2022.

Key facts

This page summarizes Jonathan Waldern's Form 4 filing for META MATERIALS INC..
5 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 12 May 2022, 21:18.

Change

Previous filing in this sequence was filed on 29 Nov 2021.
Current net transaction value: +$4,206,585.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MMAT transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $1,377,930
Shares: +699,457
Change %: +49%
Price: $1.97^*
Shares after: 2,133,762
Date: 15 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 699,457
Exercise price: $1.97
Footnotes: F1

MMAT transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $1,383,035
Shares: +702,048
Change %: +33%
Price: $1.97^*
Shares after: 2,815,810
Date: 15 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 702,048
Exercise price: $1.97
Footnotes: F1

MMAT transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $970,434
Shares: +492,606
Change %: +17%
Price: $1.97^*
Shares after: 3,308,416
Date: 15 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 492,606
Exercise price: $1.97
Footnotes: F1

MMAT transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $275,187
Shares: +174,169
Change %: +5.3%
Price: $1.58^*
Shares after: 3,482,585
Date: 03 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 174,169
Exercise price: $1.58
Footnotes: F2

MMAT transaction Derivative

Restricted Stock Unit

Award

Transaction value: $200,000
Shares: +126,582
Change %
Price: $1.58^*
Shares after: 126,582
Date: 03 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 126,582
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The options are fully vested.

Footnote F2

The options vest in four equal annual installments beginning on March 3, 2023 subject to continued service to the Issuer through each vesting date.

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of MMAT common stock upon vest.

Footnote F4

The restricted stock units vest in four equal annual installments beginning on March 3, 2023 subject to continued service to the Issuer through each vesting date.