Key facts
- This page summarizes Thomas Appio's Form 4 filing for Bausch Health Companies Inc. (BHC).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 12 May 2022, 20:44.
Thomas Appio - 10 May 2022 Form 4 Insider Report for Bausch Health Companies Inc. (BHC)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- BHC
- Reported as of
- 10 May 2022
- Net transaction value
- -$301,007
- SEC form
- 4
- Accepted by SEC
- 12 May 2022, 20:44:52 UTC
- Prior SEC filing
- 07 Mar 2022
- Next SEC filing
- 02 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brianna M. Cetrulo, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas Appio filed Form 4 for Bausch Health Companies Inc. (BHC) on 12 May 2022.
Change
- Previous filing in this sequence was filed on 07 Mar 2022.
- Current net transaction value: -$301,007.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BHC
transaction
Common Shares, No Par Value
Options Exercise
- Transaction value
- Shares
- +12,447
- Change %
- +2.6%
- Price
- Shares after
- 487,714
- Date
- 10 May 2022
- Ownership
- Direct
- Footnotes
- F1, F3
BHC
transaction
Common Shares, No Par Value
Options Exercise
- Transaction value
- Shares
- +19,575
- Change %
- +4%
- Price
- Shares after
- 507,289
- Date
- 10 May 2022
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BHC
transaction
Derivative
Restricted Share Units
Award
- Transaction value
- Shares
- +12,447
- Change %
- Price
- Shares after
- 0
- Date
- 10 May 2022
- Ownership
- Direct
- Underlying class
- Common Shares, No Par Value
- Underlying amount
- 12,447
- Exercise price
- Footnotes
- F1, F3
BHC
transaction
Derivative
Restricted Share Units
Options Exercise
- Transaction value
- $117,002
- Shares
- -12,447
- Change %
- -100%
- Price
- $9.40
- Shares after
- 0
- Date
- 10 May 2022
- Ownership
- Direct
- Underlying class
- Common Shares, No Par Value
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F3
BHC
transaction
Derivative
Restricted Share Units
Award
- Transaction value
- Shares
- +19,575
- Change %
- Price
- Shares after
- 0
- Date
- 10 May 2022
- Ownership
- Direct
- Underlying class
- Common Shares, No Par Value
- Underlying amount
- 19,575
- Exercise price
- Footnotes
- F2, F3
BHC
transaction
Derivative
Restricted Share Units
Options Exercise
- Transaction value
- $184,005
- Shares
- -19,575
- Change %
- -100%
- Price
- $9.40
- Shares after
- 0
- Date
- 10 May 2022
- Ownership
- Direct
- Underlying class
- Common Shares, No Par Value
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.
Footnote F2
Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.
Footnote F3
Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.