Spencer E. Goldenberg - 09 May 2022 Form 4 Insider Report for Stonemor Inc.

Source evidence 5 source fields
Form type
4
Accepted by SEC
10 May 2022, 13:48:36 UTC
Previous filing
04 Mar 2022
Next filing
05 Aug 2022
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Lauren N. Olson, Attorney-in-Fact

Key filing fact

Spencer E. Goldenberg filed Form 4 for Stonemor Inc. on 10 May 2022.

Key facts

  • This page summarizes Spencer E. Goldenberg's Form 4 filing for Stonemor Inc..
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 10 May 2022, 13:48.

Change

  • Previous filing in this sequence was filed on 04 Mar 2022.
  • Current net transaction value: +$10,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STON transaction Derivative

Restricted Phantom Common Stock

Award

Transaction value
$10,000
Shares
+4,167
Change %
+7.4%
Price
$2.40
Shares after
60,155
Date
09 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,167
Exercise price
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each share of restricted phantom common stock is the economic equivalent of one share of common stock. Restricted phantom common stock becomes payable, in cash or shares of common stock, at the election of the issuer, upon the separation of the reporting person from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

Footnote F2

The reporting person received these shares of restricted phantom common stock pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan (as amended from time to time, the "Plan") in lieu of payment to the reporting person of $10,000 which represents a portion of the reporting person's annual director's retainer fee.

Footnote F3

Reflects the closing price of the issuer's common stock as reported by the New York Stock Exchange on the trading day immediately preceding the date on which the shares of restricted phantom common stock were credited.

Footnote F4

Represents shares of restricted phantom common stock allocated to the reporting person's deferred compensation account under the Plan.

SEC remarks

The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.

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