ALS Invest 1 B.V. - Jan 6, 2022 Form 4 Insider Report for Amylyx Pharmaceuticals, Inc. (AMLX)

Role
10%+ Owner
Signature
/s/ Felix-Andre von Coerper
Stock symbol
AMLX
Transactions as of
Jan 6, 2022
Transactions value $
$0
Form type
4
Date filed
5/5/2022, 04:46 PM
Next filing
Jul 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMLX Common Stock Conversion of derivative security +1.13M 1.13M Jan 11, 2022 Direct F1, F2
transaction AMLX Common Stock Conversion of derivative security +4.83M +427.36% 5.96M Jan 11, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMLX Series A Preferred Stock Conversion of derivative security $0 -1.13M -100% $0.00* 0 Jan 11, 2022 Common Stock 1.13M Direct F1, F2
transaction AMLX Series B Preferred Stock Conversion of derivative security $0 -4.83M -100% $0.00* 0 Jan 11, 2022 Common Stock 4.83M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon the closing of the Issuer's initial public offering, all shares of Series A and Series B preferred stock (the "Preferred Stock") automatically converted into the number of shares of the Issuer's Common Stock shown in column 4 of Table I without payment or further consideration. The Preferred Stock had no expiration date.
F2 The Reporting Person is managed by SUNU Ventures BV. Felix-Andre von Coerper is the sole corporate director of SUNU Ventures BV and has voting and dispositive power with respect to the securities held by the Reporting Person.