ALS Invest 1 B.V. - 06 Jan 2022 Form 4 Insider Report for Amylyx Pharmaceuticals, Inc. (AMLX)

Role
10%+ Owner
Signature
/s/ Felix-Andre von Coerper
Issuer symbol
AMLX
Transactions as of
06 Jan 2022
Net transactions value
$0
Form type
4
Filing time
05 May 2022, 16:46:46 UTC
Next filing
08 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMLX Common Stock Conversion of derivative security +1,129,386 1,129,386 11 Jan 2022 Direct F1, F2
transaction AMLX Common Stock Conversion of derivative security +4,826,503 +427% 5,955,889 11 Jan 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMLX Series A Preferred Stock Conversion of derivative security $0 -1,129,386 -100% $0.000000* 0 11 Jan 2022 Common Stock 1,129,386 Direct F1, F2
transaction AMLX Series B Preferred Stock Conversion of derivative security $0 -4,826,503 -100% $0.000000* 0 11 Jan 2022 Common Stock 4,826,503 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon the closing of the Issuer's initial public offering, all shares of Series A and Series B preferred stock (the "Preferred Stock") automatically converted into the number of shares of the Issuer's Common Stock shown in column 4 of Table I without payment or further consideration. The Preferred Stock had no expiration date.
F2 The Reporting Person is managed by SUNU Ventures BV. Felix-Andre von Coerper is the sole corporate director of SUNU Ventures BV and has voting and dispositive power with respect to the securities held by the Reporting Person.