Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | QTNT | Ordinary Shares | Options Exercise | +13.5K | +12.9% | 118K | Apr 30, 2022 | Direct | F1 | ||
holding | QTNT | Ordinary Shares | 7.33M | Apr 30, 2022 | See footnote | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | QTNT | Restricted Stock Units | Options Exercise | $0 | -10.9K | -33.34% | $0.00 | 21.7K | Apr 30, 2022 | Ordinary Shares | 10.9K | Direct | F1, F11 | |
transaction | QTNT | Restricted Stock Units | Options Exercise | $0 | -2.67K | -33.33% | $0.00 | 5.34K | Apr 30, 2022 | Ordinary Shares | 2.67K | Direct | F1, F12 | |
holding | QTNT | Ordinary Shares Option (Right to buy) | 7.51K | Apr 30, 2022 | Ordinary Shares | 7.51K | $11.62 | Direct | F3 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 5K | Apr 30, 2022 | Ordinary Shares | 5K | $8.00 | Direct | F4 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 5.03K | Apr 30, 2022 | Ordinary Shares | 5.03K | $9.95 | Direct | F5 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 8.73K | Apr 30, 2022 | Ordinary Shares | 8.73K | $5.73 | Direct | F6 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 9.6K | Apr 30, 2022 | Ordinary Shares | 9.6K | $5.21 | Direct | F7 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 6.24K | Apr 30, 2022 | Ordinary Shares | 6.24K | $6.41 | Direct | F8 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 8.16K | Apr 30, 2022 | Ordinary Shares | 8.16K | $7.78 | Direct | F9 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 13.6K | Apr 30, 2022 | Ordinary Shares | 13.6K | $4.55 | Direct | F10 | |||||
holding | QTNT | Ordinary Shares Option (Right to buy) | 24K | Apr 30, 2022 | Ordinary Shares | 24K | $2.53 | Direct | F13 |
Id | Content |
---|---|
F1 | Restricted Stock Units convert into ordinary shares on a one-for-one basis. |
F2 | Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held by Galen International V, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Shroff is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V, Galen International V and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. |
F3 | All 7,505 options have vested and remain exercisable. |
F4 | All 5,000 options have vested and remain exercisable. |
F5 | All 5,025 options have vested and remain exercisable. |
F6 | All 8,726 options have vested and remain exercisable. |
F7 | All 9,597 options have vested and remain exercisable. |
F8 | All 6,240 options have vested and remain exercisable. |
F9 | 2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022. |
F10 | All 13,611 options have vested and remain exercisable. |
F11 | On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 21,704 have vested and have converted into ordinary shares. The remaining 21,738 restricted stock units will vest in two equal installments on July 31, 2022 and October 31, 2022. |
F12 | On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 5,336 have vested and have converted into ordinary shares. The remaining 5,336 restricted stock units will vest in two equal installments on July 31, 2022 and October 31, 2022. |
F13 | The options vest and become exercisable on October 31, 2022. |