Patrick Cook - 29 Apr 2022 Form 4 Insider Report for FTC Solar, Inc. (FTCI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 May 2022, 16:30:20 UTC
Prior SEC filing
29 Apr 2022
Next SEC filing
06 Jul 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jacob D. Wolf, as Attorney-in-Fact

Key filing fact

Patrick Cook filed Form 4 for FTC Solar, Inc. (FTCI) on 03 May 2022.

Key facts

  • This page summarizes Patrick Cook's Form 4 filing for FTC Solar, Inc. (FTCI).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 03 May 2022, 16:30.

Change

  • Previous filing in this sequence was filed on 29 Apr 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FTCI transaction

Common Stock

Award

Transaction value
$0
Shares
+201,613
Change %
Price
$0.000000
Shares after
201,613
Date
29 Apr 2022
Ownership
Direct
Footnotes
F1
FTCI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
94,295
Date
29 Apr 2022
Ownership
By Trust
Footnotes
F2
FTCI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
94,295
Date
29 Apr 2022
Ownership
By Trust
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to a four year installment vesting schedule based on continued employment.

Footnote F2

These shares are owned directly by the Patrick Cook 2021 Trust for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee of the trust and (b) has sole voting and dispositive power with respect to the shares held by the trust. The Reporting Person's spouse has sole power to acquire for herself any assets held in the trust, including the shares, by substituting other property of equivalent value. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F3

These shares are owned directly by the Cook 2021 Family Trust for the benefit of the Reporting Person's children. The Reporting Person (a) is the sole investment adviser of the trust, (b) has sole power to direct the trustee as to the voting and disposition of the shares held by the trust, and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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