Kewsong Lee - May 1, 2022 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Chief Executive Officer, Director
Signature
/s/ Anne K. Frederick by power of attorney for Kewsong Lee
Stock symbol
CG
Transactions as of
May 1, 2022
Transactions value $
$0
Form type
4
Date filed
5/2/2022, 06:09 PM
Previous filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Award $0 +9.7K +0.44% $0.00 2.2M May 1, 2022 Direct F1, F2
holding CG Common Stock 1.42M May 1, 2022 See Footnote F2, F3
holding CG Common Stock 284K May 1, 2022 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on November 1, 2022, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.
F2 Reflects transfers made between the reporting person and grantor retained annuity trusts. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
F3 Such shares of common stock are held in a grantor retained annuity trust.
F4 Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.