Brian Richard Mariotti - 19 Apr 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Role: CHIEF CREATIVE OFFICER, Director
Signature: /s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
Issuer symbol: FNKO
Transactions as of: 19 Apr 2022
Net transactions value: -$296,873
Form type: 4
Filing time: 21 Apr 2022, 20:11:52 UTC
Previous filing: 19 Apr 2022
Next filing: 03 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FNKO	Class A Common Stock	Conversion of derivative security	$0	+16,820	+29%	$0.000000	74,958	19 Apr 2022	Direct	F1
transaction	FNKO	Class B Common Stock	Disposed to Issuer	$0	-16,820	-1.2%	$0.000000	1,369,679	19 Apr 2022	Direct	F2
transaction	FNKO	Class A Common Stock	Sale	$296,873	-16,820	-22%	$17.65	58,138	19 Apr 2022	Direct	F3, F4
transaction	FNKO	Class A Common Stock	Options Exercise	$0	+11,207	+19%	$0.000000	69,345	21 Apr 2022	Direct	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FNKO	Common Units	Conversion of derivative security	$0	-16,820	-0.8%	$0.000000	2,096,486	19 Apr 2022	Class A Common Stock	16,820		Direct	F1
transaction	FNKO	Restricted Stock Units	Options Exercise	$0	-11,207	-25%	$0.000000	33,623	21 Apr 2022	Class A Common Stock	11,207		Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date.
F2	Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.
F3	The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.