ICONIQ Strategic Partners, L.P. - Apr 11, 2022 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
ICONIQ Strategic Partners, L.P., By: ICONIQ Strategic Partners GP, L.P., By: ICONIQ Strategic Partners TT GP, Ltd., By: Kevin Foster, Title: Authorized Signatory, /s/ Kevin Foster
Stock symbol
CXM
Transactions as of
Apr 11, 2022
Transactions value $
-$124,236,000
Form type
4
Date filed
4/13/2022, 07:13 AM
Next filing
Jun 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Sale -$54M -3.65M -33.32% $14.79 7.3M Apr 11, 2022 Direct F1, F2, F6, F7
transaction CXM Class A Common Stock Sale -$13.5M -916K -33.32% $14.79 1.83M Apr 11, 2022 By ICONIQ Strategic Partners-B, L.P. F1, F3, F6, F7
transaction CXM Class A Common Stock Sale -$31.8M -2.15M -33.32% $14.79 4.31M Apr 11, 2022 ICONIQ Strategic Partners II, L.P. F1, F4, F6, F7
transaction CXM Class A Common Stock Sale -$24.9M -1.68M -33.32% $14.79 3.37M Apr 11, 2022 ICONIQ Strategic Partners II-B, L.P. F1, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are being sold pursuant to a Stock Purchase Agreement entered into as of April 11, 2022. Under the Stock Purchase Agreement, there are limited conditions to the closing, which, if satisfied, requires the closing to occur no later than April 27, 2022.
F2 Shares held by ICONIQ Strategic Partners, L.P. ("ICONIQ").
F3 Shares held by ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B").
F4 Shares held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II').
F5 Shares held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B").
F6 ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP.
F7 Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.