H&F Corporate Investors IX, Ltd. - Apr 11, 2022 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
H&F CORPORATE INVESTORS IX, LTD. By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President
Stock symbol
CXM
Transactions as of
Apr 11, 2022
Transactions value $
$139,735,994
Form type
4
Date filed
4/13/2022, 06:05 AM
Previous filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Purchase $124M +8.4M +594.27% $14.79 9.81M Apr 11, 2022 See footnote F1, F3
transaction CXM Class A Common Stock Purchase $15.5M +1.05M +10.68% $14.79 10.9M Apr 11, 2022 See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, require the closing to occur no later than April 27, 2022.
F2 The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022 relating to the purchase and sale of shares of Class B common stock of the Issuer. Pursuant to the Issuer's certificate of incorporation, each such share of Class B common stock of the Issuer will automatically convert into one share of Class A common stock when transferred in such transaction. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, will occur on a date to be mutually agreed by the parties thereto.
F3 Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Remarks:

The Reporting Persons state that this filing shall not be an admission that the Reporting Persons are the beneficial owners of any of the securities reported herein, and each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.