Kristina L. Johnston - Mar 7, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Chief Financial Officer
Signature
/s/ Kristina L. Johnston
Stock symbol
VWE
Transactions as of
Mar 7, 2022
Transactions value $
$0
Form type
4
Date filed
4/12/2022, 09:12 PM
Next filing
Jul 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +329K $0.00 329K Mar 7, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Stock Option (right to buy) Award $0 +658K $0.00 658K Mar 7, 2022 Common Stock 658K $10.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 25% of the RSUs vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
F2 Includes 329,038 RSUs.
F3 25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.