Kristina L. Johnston - 07 Mar 2022 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role: Chief Financial Officer
Signature: /s/ Kristina L. Johnston
Issuer symbol: N/A
Transactions as of: 07 Mar 2022
Net transactions value: $0
Form type: 4
Filing time: 12 Apr 2022, 21:12:40 UTC
Next filing: 21 Jul 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VWE	Common Stock	Award	$0	+329,038		$0.000000	329,038	07 Mar 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VWE	Stock Option (right to buy)	Award	$0	+658,076		$0.000000	658,076	07 Mar 2022	Common Stock	658,076	$10.50	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 25% of the RSUs vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
F2	Includes 329,038 RSUs.
F3	25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.