Andrew L. Anderson - 01 Apr 2022 Form 3 Insider Report for AdTheorent Holding Company, Inc.

Role
Chief Technology Officer
Signature
/s/ Thomas P. Conaghan, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Apr 2022
Net transactions value
$0
Form type
3
Filing time
11 Apr 2022, 21:05:48 UTC
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ADTH Common Stock 58,540 01 Apr 2022 Direct F1
holding ADTH Restricted Interest Units 117,199 01 Apr 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ADTH Option 01 Apr 2022 Common Stock 112,545 $0.4700 Direct F3
holding ADTH Option 01 Apr 2022 Common Stock 112,545 $0.5900 Direct F4
holding ADTH Option 01 Apr 2022 Common Stock 62,524 $0.7400 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the terms of the Issuer's 2021 Long-Term Incentive Plan, the Reporting Person was granted Restricted Stock Units, which shall vest in four equal, annual installments, beginning on January 1, 2023, subject to the Reporting Person's continuous employment with the Issuer.
F2 50% of these Restricted Interest Units vest on 7/01/2022. The remaining 50% of these Restricted Interest Units vest in four equal quarterly installments thereafter, such that the Restricted Interest Units shall be fully vested on the two year anniversary of the grant date, subject to Mr. Anderson's continuous employment through such date. These Restricted Interest Units can only be settled in shares of Common Stock.
F3 This Option grant was vested in full on December 31, 2020.
F4 This Option grant was vested in full on December 31, 2021.
F5 This Option grant is 75% vested as of April 1, 2022, with the remaining 25% of the Option grant vesting on December 31, 2022, subject to Mr. Anderson remaining continuously employed through the final vesting date.

Remarks:

Exhibit 24 - Power of Attorney