Douglas A. Pepper - Apr 6, 2022 Form 4 Insider Report for Braze, Inc. (BRZE)

Role
Director
Signature
/s/ Douglas A. Pepper
Stock symbol
BRZE
Transactions as of
Apr 6, 2022
Transactions value $
$13,549,449
Form type
4
Date filed
4/8/2022, 04:15 PM
Previous filing
Mar 25, 2022
Next filing
Apr 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRZE Class A Common Stock Purchase $631K +17.1K +11.82% $36.93 162K Apr 6, 2022 By ICONIQ Strategic Partners VI, L.P. F1, F2, F9, F10
transaction BRZE Class A Common Stock Purchase $794K +21.5K +11.92% $36.93 202K Apr 6, 2022 By ICONIQ Strategic Partners VI-B, L.P. F1, F3, F9, F10
transaction BRZE Class A Common Stock Purchase $2.28M +60.8K +37.63% $37.49 223K Apr 6, 2022 By ICONIQ Strategic Partners VI, L.P. F2, F4, F9, F10
transaction BRZE Class A Common Stock Purchase $2.84M +75.7K +37.51% $37.49 278K Apr 6, 2022 By ICONIQ Strategic Partners VI-B, L.P. F3, F4, F9, F10
transaction BRZE Class A Common Stock Purchase $2.84M +75.5K +33.92% $37.63 298K Apr 7, 2022 By ICONIQ Strategic Partners VI, L.P. F2, F5, F9, F10
transaction BRZE Class A Common Stock Purchase $3.54M +94.1K +33.89% $37.63 372K Apr 7, 2022 By ICONIQ Strategic Partners VI-B, L.P. F3, F5, F9, F10
transaction BRZE Class A Common Stock Purchase $275K +7.24K +2.43% $38.00 305K Apr 7, 2022 By ICONIQ Strategic Partners VI, L.P. F2, F9, F10
transaction BRZE Class A Common Stock Purchase $347K +9.14K +2.46% $38.00 381K Apr 7, 2022 By ICONIQ Strategic Partners VI-B, L.P. F3, F9, F10
holding BRZE Class A Common Stock 3.33M Apr 6, 2022 By ICONIQ Strategic Partners III, L.P. F6, F7, F9, F10
holding BRZE Class A Common Stock 3.55M Apr 6, 2022 By ICONIQ Strategic Partners III-B, L.P. F6, F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.125 to $37.1225. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F2 The shares are held by ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI").
F3 The shares are held by ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B").
F4 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.125 to $38.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F5 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.00 to $37.995. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F6 These shares of Class A Common Stock remain subject to a lock-up agreement with the underwriters of the Issuer's initial public offering.
F7 The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").
F8 The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").
F9 ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP.
F10 The Reporting Person is a partner at ICONIQ Capital and may have limited partner or other interests in one or more of the entities described herein. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.