Jeffrey Chuenhong Kuo - 01 Apr 2022 Form 4 Insider Report for Brilliant Earth Group, Inc. (BRLT)

Role
Chief Financial Officer
Signature
/S/ Jeffrey Kuo
Issuer symbol
BRLT
Transactions as of
01 Apr 2022
Net transactions value
-$934,445
Form type
4
Filing time
05 Apr 2022, 21:43:07 UTC
Previous filing
01 Apr 2022
Next filing
03 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRLT Class A Common Stock Conversion of derivative security $0 +42,329 +48% $0.000000 130,048 01 Apr 2022 Direct
transaction BRLT Class A Common Stock Sale $374,198 -40,107 -31% $9.33 89,941 01 Apr 2022 Direct F1, F2
transaction BRLT Class A Common Stock Sale $22,798 -2,222 -2.5% $10.26 87,719 01 Apr 2022 Direct F1, F3
transaction BRLT Class B Common Stock Other $0 -42,329 -6.9% $0.000000 569,843 01 Apr 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +14,000 $0.000000 14,000 01 Apr 2022 Held by the Alpha Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $113,152 -11,799 -84% $9.59 2,201 01 Apr 2022 Held by the Alpha Echo Family Protection Trust F1, F5
transaction BRLT Class A Common Stock Sale $22,604 -2,201 -100% $10.27 0 01 Apr 2022 Held by the Alpha Echo Family Protection Trust F1, F6
transaction BRLT Class A Common Stock Conversion of derivative security $0 +14,000 $0.000000 14,000 01 Apr 2022 Held by the Beta Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $113,181 -11,802 -84% $9.59 2,198 01 Apr 2022 Held by the Beta Echo Family Held by the Beta Echo Family Protection Trust F1, F5
transaction BRLT Class A Common Stock Sale $22,573 -2,198 -100% $10.27 0 01 Apr 2022 Held by the Held by the Beta Echo Family Protection Trust F1, F6
transaction BRLT Class B Common Stock Other $0 -14,000 -12% $0.000000 101,903 01 Apr 2022 Held by the Alpha Echo Family Protection Trust F4
transaction BRLT Class B Common Stock Other $0 -14,000 -12% $0.000000 101,903 01 Apr 2022 Held by the Beta Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +19,185 +22% $0.000000 106,904 04 Apr 2022 Direct
transaction BRLT Class A Common Stock Sale $181,874 -19,185 -18% $9.48 87,719 04 Apr 2022 Direct F1, F7
transaction BRLT Class B Common Stock Other $0 -19,185 -3.4% $0.000000 550,658 04 Apr 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +8,986 +10% $0.000000 96,705 05 Apr 2022 Direct
transaction BRLT Class A Common Stock Sale $84,064 -8,986 -9.3% $9.36 87,719 05 Apr 2022 Direct F1, F8
transaction BRLT Class B Common Stock Other $0 -8,986 -1.6% $0.000000 541,672 05 Apr 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRLT Common Units Conversion of derivative security $0 -42,329 -5.5% $0.000000 733,043 01 Apr 2022 Class A Common Stock 42,329 $0.000000 Direct F9, F10
transaction BRLT Common Units Conversion of derivative security $0 -14,000 -12% $0.000000 101,903 01 Apr 2022 Class A Common Stock 14,000 $0.000000 Held by the Alpha Echo Family Protection Trust F9
transaction BRLT Common Units Conversion of derivative security $0 -14,000 -12% $0.000000 101,903 01 Apr 2022 Class A Common Stock 14,000 $0.000000 Held by the Beta Echo Family Protection Trust F9
transaction BRLT Common Units Conversion of derivative security $0 -19,185 -2.6% $0.000000 713,858 04 Apr 2022 Class A Common Stock 19,185 $0.000000 Direct F9
transaction BRLT Common Units Conversion of derivative security $0 -8,986 -1.3% $0.000000 704,872 05 Apr 2022 Class A Common Stock 8,986 $0.000000 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.
F2 This transaction was executed in multiple trades ranging from $9.10 to $10.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades ranging from $10.16 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.
F5 This transaction was executed in multiple trades ranging from $9.22 to $10.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades ranging from $10.23 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades ranging from $9.18 to $9.675. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades ranging from $9.12 to $9.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F9 The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.
F10 The reporting person's Form 4 filed on February 24, 2022 inadvertently underreported the number of common units directly held by the reporting person following the transactions reported therein. The amounts in Table II, column 9 of this filing have been corrected.