Stanley G. Dunford - Mar 31, 2022 Form 4 Insider Report for AKUMIN INC. (AKU)

Role
Director
Signature
/s/ Thomas P. Conaghan, Attorney-in-Fact
Stock symbol
AKU
Transactions as of
Mar 31, 2022
Transactions value $
$0
Form type
4
Date filed
4/4/2022, 05:08 PM
Previous filing
Apr 4, 2022
Next filing
Apr 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AKU Common Stock Award $0 +114K +306.81% $0.00 151K Mar 31, 2022 Direct F1
holding AKU Common Stock 5.16M Mar 31, 2022 By Floyd Dunford Limited
holding AKU Common Stock 97.8K Mar 31, 2022 By Dunford Marine Holdings LP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AKU Stock Option (right to buy) 150K Mar 31, 2022 Common Stock 150K $0.50 Direct F2
holding AKU Stock Option (right to buy) 50K Mar 31, 2022 Common Stock 50K $3.74 Direct F3
holding AKU Stock Option (right to buy) 52.2K Mar 31, 2022 Common Stock 52.2K $3.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted an award of 114,155 restricted stock units ("RSUs) on March 31, 2022 under the Company's Amended and Restated Restricted Share Unit Plan. Fifty percent of the RSUs will vest on March 30, 2023. The remaining 50% will vest on March 30, 2024.
F2 The Reporting Person was granted 150,000 Stock Options on March 15, 2016 under the Company's Amended and Restated Stock Option Plan (the "Option Plan"). One-hundred percent of the Stock Options have vested.
F3 The Reporting Person was granted 50,000 Stock Options on November 16, 2018 under the Option Plan. One-hundred percent of the Stock Options have vested.
F4 The Reporting Person was granted 52,213 Stock Options on November 18, 2019 under the Option Plan. Sixty-seven percent of the Stock Options have vested. The remaining 33% will vest on November 18, 2022.