Stephen Machatha - 30 Mar 2022 Form 4 Insider Report for Aldeyra Therapeutics, Inc. (ALDX)

Signature
/s/ Stephen Machatha
Issuer symbol
ALDX
Transactions as of
30 Mar 2022
Net transactions value
$0
Form type
4
Filing time
01 Apr 2022, 19:37:08 UTC
Next filing
19 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALDX Common Stock Award $0 +64,395 +277% $0.000000 87,658 30 Mar 2022 Direct F1, F2
holding ALDX Common Stock 211 30 Mar 2022 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALDX Employee Stock Option (Right to Buy) Award $0 +250,000 $0.000000 250,000 30 Mar 2022 Common Stock 250,000 $4.52 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock underlying a time-based restricted stock unit award (RSU). The RSU vests ratably in equal annual installments over a four-year period beginning on January 1, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date.
F2 Includes 2,972 shares previously purchased under the Issuer's Employee Stock Purchase Plan.
F3 These shares are held directly by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership over these shares for purposes of Section 16 or for any other purposes.
F4 The shares subject to this option shall vest in equal monthly installments over the next 48 months of continuous service to the Issuer after January 1, 2022.