Michael Cammarata - 01 Apr 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
01 Apr 2022, 16:35:53 UTC
Next SEC filing
05 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Piazza for Michael Cammarata as Attorney-in-Fact

Key filing fact

Michael Cammarata filed Form 3 for Neptune Wellness Solutions Inc. on 01 Apr 2022.

Key facts

  • This page summarizes Michael Cammarata's Form 3 filing for Neptune Wellness Solutions Inc..
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 01 Apr 2022, 16:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEPT holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,781,612
Date
01 Apr 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEPT holding Derivative

Restricted Share Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
233,331
Exercise price
$0.000000
Footnotes
F1, F2, F3
NEPT holding Derivative

Common Share Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
200,000
Exercise price
$4.43
Footnotes
F4
NEPT holding Derivative

Common Share Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
9,000,000
Exercise price
$4.43
Footnotes
F5
NEPT holding Derivative

Common Share Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
1,648,261
Exercise price
$1.59
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The restricted share units ("RSUs") vest in equal monthly installments over a three-year period beginning on 7/31/2019.

Footnote F2

The RSUs have no expiration date.

Footnote F3

Each RSU represents the contingent right to receive one common share upon vesting of the unit.

Footnote F4

The option was granted on 7/8/2019 and vests in equal monthly installments over a three-year period beginning on 7/31/2019.

Footnote F5

Represents performance-based options granted on 7/8/2019. The performance criteria covering 750,000 shares were satisfied and have vested, and the remainder of the performance-based options will vest upon achievement of certain financial metrics.

Footnote F6

The option was granted on 12/16/2020 and vests in equal monthly installments over a three-year period beginning on 12/31/2020.

SEC remarks

President and Chief Executive Officer Exhibit 24 - Power of Attorney

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