Michael Cammarata - Apr 1, 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc. (NEPT)

Role
President and Chief Executive Officer Exhibit 24 - Power of Attorney, Director
Signature
/s/ Christopher Piazza for Michael Cammarata as Attorney-in-Fact
Stock symbol
NEPT
Transactions as of
Apr 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/1/2022, 04:35 PM
Next filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEPT Common Shares 6.78M Apr 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEPT Restricted Share Units Apr 1, 2022 Common Shares 233K $0.00 Direct F1, F2, F3
holding NEPT Common Share Options Apr 1, 2022 Common Shares 200K $4.43 Direct F4
holding NEPT Common Share Options Apr 1, 2022 Common Shares 9M $4.43 Direct F5
holding NEPT Common Share Options Apr 1, 2022 Common Shares 1.65M $1.59 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted share units ("RSUs") vest in equal monthly installments over a three-year period beginning on 7/31/2019.
F2 The RSUs have no expiration date.
F3 Each RSU represents the contingent right to receive one common share upon vesting of the unit.
F4 The option was granted on 7/8/2019 and vests in equal monthly installments over a three-year period beginning on 7/31/2019.
F5 Represents performance-based options granted on 7/8/2019. The performance criteria covering 750,000 shares were satisfied and have vested, and the remainder of the performance-based options will vest upon achievement of certain financial metrics.
F6 The option was granted on 12/16/2020 and vests in equal monthly installments over a three-year period beginning on 12/31/2020.

Remarks:

President and Chief Executive Officer Exhibit 24 - Power of Attorney