Michael De Geus - Apr 1, 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc. (NEPT)

Role
Director
Signature
/s/ Christopher Piazza for Michael De Geus as Attorney-in-Fact
Stock symbol
NEPT
Transactions as of
Apr 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/1/2022, 04:35 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEPT Common Shares 6.3K Apr 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEPT Deferred Share Units Apr 1, 2022 Common Shares 50.9K $0.00 Direct F1
holding NEPT Common Share Options Apr 1, 2022 Common Shares 41.5K $3.93 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share Unit ("DSU") is the economic equivalent of one common share. The DSUs become payable in common shares following cessation of the reporting person's service as a director of the issuer.
F2 The option was granted on 8/12/2020 and vests in one third increments annually over a three-year period beginning on the first anniversary of the grant date.
F3 Denominated in and Reported in Canadian Dollars.

Remarks:

Exhibit 24 - Power of Attorney