Randy Weaver - 01 Apr 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc.

Role
Chief Financial Officer
Signature
/s/ Christopher Piazza for Randy Weaver as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Apr 2022
Net transactions value
$0
Form type
3
Filing time
01 Apr 2022, 16:35:30 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEPT Common Shares 80,000 01 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEPT Common Share Options 01 Apr 2022 Common Shares 1,500,000 $0.3000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on 02/14/2022 and represents (i) 500,000 time-vesting options and (ii) 1,000,000 performance-vesting options. The time-vesting options vest in one third increments annually over a three-year period beginning on the first anniversary of the grant date and the performance-vesting options vest immediately upon achievement of certain corporate events.

Remarks:

Exhibit 24 - Power of Attorney