Julie Phillips - 01 Apr 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc.

Role
Director
Signature
/s/ Christopher Piazza for Julie Phillips as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Apr 2022
Net transactions value
$0
Form type
3
Filing time
01 Apr 2022, 16:35:26 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEPT Common Shares 62,737 01 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEPT Deferred Share Units 01 Apr 2022 Common Shares 36,232 $0.000000 Direct F1
holding NEPT Common Share Options 01 Apr 2022 Common Shares 50,000 $0.5500 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share Unit ("DSU") is the economic equivalent of one common share. The DSUs become payable in common shares following cessation of the reporting person's service as a director of the issuer.
F2 The option was granted on 8/26/2021 and vests in one third increments annually over a three-year period beginning on the first anniversary of the grant date.

Remarks:

Exhibit 24 - Power of Attorney