Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NONE | Class I common shares of beneficial interest | Sale | -$1.5M | -164K | -43.71% | $9.12* | 212K | Mar 31, 2022 | Direct | F1 |
David Lynn Wagner is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | This figure is approximate. Due to the timing of the Issuer's determination of its net asset value, the price per share and the number of shares of the Issuer that correspond to, or are held as a result of, this $1,500,000 sale cannot be determined at the time of this filing. |
Former Principal and Chairman of the Issuer's Investment Adviser Note: This is an "Exit" Form 4 that is voluntarily filed to report that the Reporting Person is no longer serving in a role that would subject the Reporting Person to Section 16 of the Securities Exchange Act of 1934, as amended, in connection with his transactions in the securities of the Issuer. The Reporting Person currently holds less than 10% of the securities of the Issuer and therefore will no longer report any transactions on Form 4 or Form 5.