Meyer Malka - 23 Mar 2022 Form 3 Insider Report for Robinhood Markets, Inc. (HOOD)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
29 Mar 2022, 17:00:12 UTC
Next SEC filing
04 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Meyer Malka

Key filing fact

Meyer Malka filed Form 3 for Robinhood Markets, Inc. (HOOD) on 29 Mar 2022.

Key facts

  • This page summarizes Meyer Malka's Form 3 filing for Robinhood Markets, Inc. (HOOD).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Mar 2022, 17:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOOD holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
102,183
Date
23 Mar 2022
Ownership
By Trust
Footnotes
F1
HOOD holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
52,044,986
Date
23 Mar 2022
Ownership
By Funds
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOOD holding Derivative

Warrants to Purchase Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
23 Mar 2022
Ownership
By Funds
Underlying class
Class A Common Stock
Underlying amount
2,828,430
Exercise price
$26.60
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares held by the Tibbir DE Trust, of which the Reporting Person serves as settlor and investment adviser. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Footnote F2

Represents (i) 26,481,814 shares held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 4,554,560 shares held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 12,862,748 shares held directly by Bullfrog Capital, L.P. ("Bullfrog") for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 3,220,080 shares held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 2,556,431 shares held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,363,270 shares held directly by RH-E Ribbit Opportunity II, LLC ("RH-E") and (vii) 6,083 shares held directly by RH-N Bullfrog Opportunity, LLC ("RH-N").

Footnote F3

Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Footnote F4

Represents (i) warrants to purchase 1,405,827 shares of Class A Common Stock held directly by Bullfrog for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of Class A Common Stock held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such securities are beneficially owned by him for Section 16 or any other purpose.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .