Meyer Malka - Mar 23, 2022 Form 3 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Director
Signature
/s/ Meyer Malka
Stock symbol
HOOD
Transactions as of
Mar 23, 2022
Transactions value $
$0
Form type
3
Date filed
3/29/2022, 05:00 PM
Next filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HOOD Class A Common Stock 102K Mar 23, 2022 By Trust F1
holding HOOD Class A Common Stock 52M Mar 23, 2022 By Funds F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOOD Warrants to Purchase Stock Mar 23, 2022 Class A Common Stock 2.83M $26.60 By Funds F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by the Tibbir DE Trust, of which the Reporting Person serves as settlor and investment adviser. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
F2 Represents (i) 26,481,814 shares held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 4,554,560 shares held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 12,862,748 shares held directly by Bullfrog Capital, L.P. ("Bullfrog") for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 3,220,080 shares held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 2,556,431 shares held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,363,270 shares held directly by RH-E Ribbit Opportunity II, LLC ("RH-E") and (vii) 6,083 shares held directly by RH-N Bullfrog Opportunity, LLC ("RH-N").
F3 Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
F4 Represents (i) warrants to purchase 1,405,827 shares of Class A Common Stock held directly by Bullfrog for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of Class A Common Stock held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such securities are beneficially owned by him for Section 16 or any other purpose.