Robin Shane Readnour - 24 Mar 2022 Form 3 Insider Report for AN2 Therapeutics, Inc. (ANTX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
24 Mar 2022, 21:21:08 UTC
Next SEC filing
31 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lucy Day, Attorney-in-Fact for Robin Shane Readnour

Key filing fact

Robin Shane Readnour filed Form 3 for AN2 Therapeutics, Inc. (ANTX) on 24 Mar 2022.

Key facts

  • This page summarizes Robin Shane Readnour's Form 3 filing for AN2 Therapeutics, Inc. (ANTX).
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 24 Mar 2022, 21:21.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANTX holding Derivative

Series A Convertible Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Mar 2022
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
285,156
Exercise price
Footnotes
F1, F2, F4
ANTX holding Derivative

Series A Convertible Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Mar 2022
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
333,135
Exercise price
Footnotes
F1, F3, F4
ANTX holding Derivative

Series B Convertible Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Mar 2022
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
61,491
Exercise price
Footnotes
F1, F2, F4
ANTX holding Derivative

Series B Convertible Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Mar 2022
Ownership
See footnotes
Underlying class
Common Stock
Underlying amount
71,839
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date.

Footnote F2

Shares held directly by MGC Venture Partners 2018, LP. ("MGC 2018 LP").

Footnote F3

Shares held directly by MGC Venture Partners QP 2018 LP ("MGC 2018 QP").

Footnote F4

MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP. MGC 2018 GP has shared voting and shared dispositive power over the shares held by MGC 2018 LP and MGC 2018 QP. The Reporting Person is a member of the Issuer's board of directors and is a member of MGC 2018 QP and MGC 2018 LP and a managing partner of MGC 2018 GP and has shared voting power and shared dispositive power over the shares of common stock held by MGC 2018 LP and MGC 2018 QP. The Reporting Person disclaims beneficial ownership of the securities, except to the extent of such person's pecuniary interest in such securities.

SEC remarks

Exhibit 24 - Power of Attorney

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