Ledger Susan St. - Feb 1, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warensky, by power of attorney
Stock symbol
HCP
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4
Date filed
3/22/2022, 09:27 PM
Previous filing
Dec 22, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +138 138 Mar 20, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Award $0 +552 $0.00 552 Feb 1, 2022 Class A Common Stock 552 Direct F1, F2
transaction HCP Restricted Stock Units Options Exercise $0 -138 -25% $0.00 414 Mar 20, 2022 Class A Common Stock 138 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -11.3K -14.29% $0.00 67.5K Mar 20, 2022 Class B Common Stock 11.3K Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +11.3K +11.11% $0.00 113K Mar 20, 2022 Class A Common Stock 11.3K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The RSUs vest in four equal quarterly installments beginning on March 20, 2022.
F3 The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2022.
F4 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2022.
F6 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.