Jonathan Waldern - 18 Mar 2021 Form 4 Insider Report for META MATERIALS INC.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
22 Mar 2022, 20:41:36 UTC
Next SEC filing
08 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ken Rice, as Attorney-in-Fact

Key filing fact

Jonathan Waldern filed Form 4 for META MATERIALS INC. on 22 Mar 2022.

Key facts

  • This page summarizes Jonathan Waldern's Form 4 filing for META MATERIALS INC..
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 22 Mar 2022, 20:41.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$317,149.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MMAT transaction

Common Stock

Options Exercise

Transaction value
$46,287
Shares
+171,432
Change %
Price
$0.2700
Shares after
171,432
Date
21 Mar 2022
Ownership
Direct
MMAT transaction

Common Stock

Sale

Transaction value
$317,149
Shares
-171,432
Change %
-100%
Price
$1.85*
Shares after
0
Date
22 Mar 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MMAT transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$46,287
Shares
-171,432
Change %
-11%
Price
$0.2700
Shares after
1,414,305
Date
18 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,585,737
Exercise price
$0.2700
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the weighted average shares price of an aggregate total of 171,432 shares sold in multiple transactions in the price range of $1.83 to $1.88, inclusive, by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Footnote F2

Subject to the reporting person continuing to provide services to the company through each vesting event, the shares subject to the option shall vest in equal monthly installments over 48 months from the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date is December 14, 2020. The vesting schedule for this option was inadvertently previously disclosed as vesting 25% on the one year anniversary of the vesting commencement date, and in equal monthly installments over the next 36 months thereafter.

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