Michael Auerbach - 15 Mar 2022 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Mar 2022, 21:31:56 UTC
Prior SEC filing
02 Mar 2022
Next SEC filing
04 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Michael Auerbach

Key filing fact

Michael Auerbach filed Form 4 for TPCO Holding Corp. (GRAM) on 17 Mar 2022.

Key facts

  • This page summarizes Michael Auerbach's Form 4 filing for TPCO Holding Corp. (GRAM).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 17 Mar 2022, 21:31.

Change

  • Previous filing in this sequence was filed on 02 Mar 2022.
  • Current net transaction value: +$435,770.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GRAMF transaction

Common Shares

Award

Transaction value
$4,480
Shares
+448
Change %
+2.7%
Price
$10.00*
Shares after
17,047
Date
15 Mar 2022
Ownership
Direct
Footnotes
F1, F2
GRAMF transaction

Common Shares

Award

Transaction value
$431,290
Shares
+43,129
Change %
+0.65%
Price
$10.00*
Shares after
6,654,026
Date
15 Mar 2022
Ownership
See Footnote
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These shares were issued pursuant to the terms of the agreement (the "LCV Acquisition Agreement") pursuant to which the Issuer acquired Left Coast Ventures, Inc. ("LCV") in connection with a tax deficiency holdback.

Footnote F2

Pursuant to terms of the LCV Acquistion Agreement, the Common Shares are valued at $10 per share.

Footnote F3

These shares were issued pursuant to the terms of the LCV Acquisition Agreement in connection with a tax deficiency holdback. Consists of 805 shares issued to Murphy Ofutt LLC ("MO LLC") and 42,234 shares issued Murphy Ofutt LCV LLC ("MO LCV LLC").

Footnote F4

Consist of 6,606,845 Common Shares held by M3 DAAT LLC, 46,276 Common Shares held by MO LCV LLC and 905 Common Shares held by MO LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.

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