Omega Fund IV, L.P. - 14 Mar 2022 Form 4 Insider Report for Replimune Group, Inc. (REPL)

Role
10%+ Owner
Signature
/s/ Anne-Mari Paster, as an authorized signatory of each Reporting Person
Issuer symbol
REPL
Transactions as of
14 Mar 2022
Net transactions value
-$1,495,113
Form type
4
Filing time
16 Mar 2022, 21:54:57 UTC
Previous filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REPL Common Stock Options Exercise $161,370 +16,500 +0.35% $9.78 4,779,880 14 Mar 2022 By Otello Stampacchia F2
transaction REPL Common Stock Sale $254,430 -16,500 -0.35% $15.42 4,763,380 14 Mar 2022 By Otello Stampacchia F2
transaction REPL Common Stock Sale $703,800 -45,000 -0.94% $15.64 4,718,380 15 Mar 2022 Direct F1
transaction REPL Common Stock Sale $95,504 -6,238 -0.13% $15.31 4,712,142 16 Mar 2022 Direct F1
transaction REPL Common Stock Sale $602,749 -38,762 -0.82% $15.55 4,673,380 16 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction REPL Non-Qualified Stock Options Options Exercise $0 -16,500 -50% $0.000000 16,500 14 Mar 2022 Common Stock 16,500 $9.78 By Otello Stampacchia F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Omega Fund IV, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any.
F2 The reported securities are held directly by Otello Stampacchia, a shareholder and director of Omega Fund IV GP Manager.
F3 Stock options vested 100% on April 1, 2021.