Jonathan Go - Mar 15, 2021 Form 4 Insider Report for ICAD INC (ICAD)

Role: Chief Technology Officer
Signature: /s/ Jonathan Go
Stock symbol: ICAD
Transactions as of: Mar 15, 2021
Transactions value $: $173,000
Form type: 4
Date filed: 3/16/2022, 04:46 PM
Next filing: Jul 19, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICAD	Common Stock	Options Exercise	$115K	+20K	+14.02%	$5.75	163K	Mar 15, 2021	Direct	F1, F2
transaction	ICAD	Common Stock	Options Exercise	$58K	+20K	+12.29%	$2.90	183K	Jan 31, 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ICAD	Employee Stock Option (Right to Buy)	Options Exercise	$0	-20K	-100%	$0.00^*	0	Mar 15, 2021	Common Stock	20K	$5.75	Direct	F1
transaction	ICAD	Employee Stock Option (Right to Buy)	Options Exercise	$0	-20K	-100%	$0.00^*	0	Jan 31, 2022	Common Stock	20K	$2.90	Direct	F1
transaction	ICAD	Employee Stock Option (Right to Buy)	Award	$0	+25K		$0.00	25K	Mar 10, 2022	Common Stock	25K	$4.25	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This late filing is due to an inadvertent administrative error.
F2	Reflects the transactions set forth in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on November 10, 2021.
F3	Represents options to purchase shares of common stock pursuant to the Company's 2016 Stock Incentive Plan, as amended. The shares underlying the options vest annually over a three-year period commencing one year from March 10, 2022, the date the award was approved by the Company's Board of Directors.