Michael D. Hughes - Mar 9, 2022 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Role
Chief Commercial and Revenue Officer
Signature
/s/ Henrik Gerdes - Attorney-in-Fact
Stock symbol
CHPT
Transactions as of
Mar 9, 2022
Transactions value $
-$390,875
Form type
4
Date filed
3/14/2022, 08:34 PM
Previous filing
Dec 23, 2021
Next filing
Mar 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Award $21.2K +1.43K +0.5% $14.85 287K Mar 9, 2022 Direct F1, F2
transaction CHPT Common Stock Options Exercise $14K +25K +8.72% $0.56* 312K Mar 10, 2022 Direct
transaction CHPT Common Stock Sale -$426K -25K -8.02% $17.05 287K Mar 10, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHPT Stock Option (right to buy) Options Exercise -25K -1.8% 1.37M Mar 10, 2022 Common Stock 25K $0.56 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.
F3 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F4 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.83 to $17.47. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Remarks:

Chief Commercial and Revenue Officer