Eric Tiziani - Sep 29, 2021 Form 4 Insider Report for OLAPLEX HOLDINGS, INC. (OLPX)

Role
Chief Financial Officer
Signature
/s/ Eric Tiziani
Stock symbol
OLPX
Transactions as of
Sep 29, 2021
Transactions value $
$295,600
Form type
4
Date filed
3/11/2022, 05:30 PM
Next filing
Sep 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OLPX Common Stock Purchase $296K +20K $14.78* 20K Mar 10, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OLPX Option (Right to Buy) Award $0 +771K $0.00 771K Sep 29, 2021 Common Stock 771K $3.34 Direct F2, F3
transaction OLPX Option (Right to Buy) Award $0 +579K $0.00 579K Sep 29, 2021 Common Stock 579K $3.34 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.74 to $14.79, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 These stock options were granted prior to the initial public offering of the common stock, par value $0.001 per share ("Common Stock"), of Olaplex Holdings, Inc. (the "Company"), pursuant to a reorganization of the Company completed on September 29, 2021. These transactions were exempt from Section 16(b) in reliance upon Rule 16b-3 and are being reported herein pursuant to Rule 16a-2(a).
F3 This option vests as to the underlying shares of Common Stock of the Company, in five equal installments on each of June 7, 2022, June 7, 2023, June 7, 2024, June 7, 2025, and June 7, 2026.
F4 This option is vested as to 193,050 shares of Common Stock underlying this option, and vests as to one third of the remaining portion of the underlying shares of Common Stock in equal installments on each of the first three anniversaries of October 4, 2021, the date of consummation of the initial public offering of the Company's Common Stock.