Kenneth Hao - 31 Jan 2022 Form 5 Insider Report for SPLUNK INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
5
Accepted by SEC
11 Mar 2022, 16:00:12 UTC
Prior SEC filing
13 Jul 2021
Next SEC filing
01 Jul 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kenneth Hao

Key filing fact

Kenneth Hao filed Form 5 for SPLUNK INC on 11 Mar 2022.

Key facts

  • This page summarizes Kenneth Hao's Form 5 filing for SPLUNK INC.
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 11 Mar 2022, 16:00.

Change

  • Previous filing in this sequence was filed on 13 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPLK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15
Date
31 Jan 2022
Ownership
See footnote
Footnotes
F1
SPLK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,720
Date
31 Jan 2022
Ownership
See footnote
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

A trust for the benefit of the Reporting Person's family owned 15 shares of common stock on July 9, 2021, the date on which the Reporting Person became a director of Splunk Inc. (the "Issuer").

Footnote F2

The reported securities are represented by restricted stock units, 2,765 of which will vest in three equal annual installments beginning on July 9, 2022 and 1,955 of which will vest on the day prior to the Issuer's 2022 Annual Meeting of Stockholders.

Footnote F3

These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in the securities reported herein.

SEC remarks

Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that Mr. Hao is the beneficial owner of all securities covered by this filing, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.

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