Jennifer N. Pritzker - Mar 8, 2022 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role
10%+ Owner
Signature
/s/ Jennifer N. Pritzker
Stock symbol
ATEC
Transactions as of
Mar 8, 2022
Transactions value $
$45,750
Form type
4
Date filed
3/10/2022, 05:41 PM
Previous filing
Dec 13, 2021
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEC Common Stock Purchase $11.5K +1K +2.49% $11.45 41.2K Mar 8, 2022 Direct
transaction ATEC Common Stock Purchase $11.4K +1K +2.43% $11.39 42.2K Mar 8, 2022 Direct
transaction ATEC Common Stock Purchase $11.5K +1K +33.33% $11.46 4K Mar 8, 2022 See footnote F1, F2
transaction ATEC Common Stock Purchase $11.5K +1K +33.33% $11.45 4K Mar 8, 2022 See footnote F3
holding ATEC Common Stock 2.63K Mar 8, 2022 See footnote F4
holding ATEC Common Stock 2.73M Mar 8, 2022 See footnote F5
holding ATEC Common Stock 1K Mar 8, 2022 See footnote F6
holding ATEC Common Stock 11.4M Mar 8, 2022 See footnote F7
holding ATEC Common Stock 10K Mar 8, 2022 See footnote F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.4598 to $11.46 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2 These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F3 These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F4 These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F5 These shares are held by Tawani Holdings LLC, a manager-managed limited liability company where the reporting person is one of two managers and whose controlling member is a revocable trust (the "Trust") for the benefit of the reporting person, who also serves as trustee of the Trust. In such capacity, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F6 These shares are held by the Pritzker Military Museum and Library ("PMML"). As the sole member of PMML, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F7 These shares are held by Squadron Capital LLC ("Squadron"), a manager-managed limited liability company. As one of two members of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F8 These shares are held by Mary's Go Round LLC, a manager-managed limited liability company whose manager and sole member is a corporation solely owned by the Trust and where the reporting person is the sole director. In such capacity, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.