Andrew Mark Perlmutter - Mar 4, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Signature
/s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
Stock symbol
FNKO
Transactions as of
Mar 4, 2022
Transactions value $
-$20,791
Form type
4
Date filed
3/8/2022, 07:44 PM
Previous filing
Jan 5, 2022
Next filing
Mar 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +2.93K +2.44% $0.00 123K Mar 4, 2022 Direct F2
transaction FNKO CLASS A COMMON STOCK Sale -$20.8K -1.17K -0.95% $17.77 122K Mar 8, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -2.93K -50% $0.00 2.93K Mar 4, 2022 Class A Common Stock 2.93K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares sold to cover taxes upon vesting of restricted stock units.
F2 Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F3 On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.