Brian Roman - Mar 2, 2022 Form 4 Insider Report for Viatris Inc (VTRS)

Role
Global General Counsel
Signature
/s/ Kevin Macikowski, by power of attorney
Stock symbol
VTRS
Transactions as of
Mar 2, 2022
Transactions value $
-$162,147
Form type
4
Date filed
3/4/2022, 07:03 PM
Previous filing
Dec 23, 2021
Next filing
Mar 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTRS Common Stock Exercise of in-the-money or at-the-money derivative security $0 +3.5K +9.04% $0.00 42.2K Mar 2, 2022 Direct
transaction VTRS Common Stock Tax liability -$18K -1.71K -4.06% $10.48 40.5K Mar 2, 2022 Direct F1
transaction VTRS Common Stock Exercise of in-the-money or at-the-money derivative security $0 +13.1K +32.41% $0.00 53.6K Mar 2, 2022 Direct
transaction VTRS Common Stock Tax liability -$60.2K -5.74K -10.72% $10.48 47.8K Mar 2, 2022 Direct F2
transaction VTRS Common Stock Exercise of in-the-money or at-the-money derivative security $0 +5.03K +10.52% $0.00 52.9K Mar 2, 2022 Direct
transaction VTRS Common Stock Tax liability -$22.6K -2.16K -4.08% $10.48 50.7K Mar 2, 2022 Direct F3
transaction VTRS Common Stock Options Exercise $0 +13.1K +25.76% $0.00 63.8K Mar 2, 2022 Direct
transaction VTRS Common Stock Tax liability -$59.9K -5.72K -8.97% $10.48 58.1K Mar 2, 2022 Direct F4
transaction VTRS Common Stock Options Exercise $0 +313 +0.54% $0.00 58.4K Mar 2, 2022 Direct F5
transaction VTRS Common Stock Tax liability -$1.45K -138 -0.24% $10.48 58.2K Mar 2, 2022 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTRS Restricted Stock Units Exercise of in-the-money or at-the-money derivative security $0 -3.5K -100% $0.00* 0 Mar 2, 2022 Common Stock 3.5K $0.00 Direct F7
transaction VTRS Restricted Stock Units Exercise of in-the-money or at-the-money derivative security $0 -13.1K -100% $0.00* 0 Mar 2, 2022 Common Stock 13.1K $0.00 Direct F8
transaction VTRS Restricted Stock Units Exercise of in-the-money or at-the-money derivative security $0 -5.03K -50% $0.00 5.03K Mar 2, 2022 Common Stock 5.03K $0.00 Direct F9
transaction VTRS Restricted Stock Units Options Exercise $0 -13.1K -33.33% $0.00 26.1K Mar 2, 2022 Common Stock 13.1K $0.00 Direct F10
transaction VTRS Dividend Equivalent Units Options Exercise $0 -313 -33.37% $0.00 624 Mar 2, 2022 Common Stock 313 $0.00 Direct F11
transaction VTRS Restricted Stock Units Award $0 +51.5K $0.00 51.5K Mar 4, 2022 Common Stock 51.5K $0.00 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 1, 2019.
F2 Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 1, 2019.
F3 Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2020.
F4 Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021.
F5 Fractional shares have been rounded up in connection with the settlement described in footnote 11 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
F6 Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021.
F7 Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 3,497 of the RSUs granted on March 1, 2019 vested on each of March 2, 2020 and March 2, 2021, and 3,498 vested on March 2, 2022.
F8 Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2022.
F9 Each RSU represents the right to receive one share of common stock of Viatris. 5,035 of the RSUs granted on March 2, 2020 vested on March 2, 2021, 5,034 vested on March 2, 2022, and 5,034 will vest on March 2, 2023.
F10 Each RSU represents the right to receive one share of common stock of Viatris. 13,063 of the RSUs granted on March 2, 2021 vested on March 2, 2022 and 13,063 will vest on each of March 2, 2023 and March 2, 2024.
F11 Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.
F12 Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2023.