James S. Crown - 02 Mar 2022 Form 4 Insider Report for GENERAL DYNAMICS CORP (GD)

Role
Director
Signature
/s/Angie Newhouse, Attorney in Fact
Issuer symbol
GD
Transactions as of
02 Mar 2022
Net transactions value
$0
Form type
4
Filing time
04 Mar 2022, 08:09:44 UTC
Previous filing
07 Feb 2022
Next filing
02 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GD Common Stock Award $0 +365 +1.9% $0.000000 19,200 02 Mar 2022 Direct F1, F2
holding GD Common Stock 5,424,092 02 Mar 2022 See ftn. F3
holding GD Common Stock 2,511,144 02 Mar 2022 See ftn. F4
holding GD Common Stock 7,291,752 02 Mar 2022 See ftn. F5
holding GD Common Stock 301,892 02 Mar 2022 See ftn. F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GD Stock Options Award $0 +2,190 $0.000000 2,190 02 Mar 2022 Common Stock 2,190 $232.90 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.
F2 Includes 1,770 shares of restricted stock.
F3 Owned by HCNI II LLC. The reporting person is a member of HCNI II LLC and is a manager of its Manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F4 Owned by Areljay II LLC. The reporting person is a beneficiary of a trust that is a member of Areljay II LLC, and is a manager of its Manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by Areljay II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F5 Owned by a partnership, The Crown Fund, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F6 Owned by a partnership, Crown Fund II, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F7 One half of the options becomes exercisable on March 2, 2024 and the remaining half becomes exercisable on March 2, 2025.