Vichheka Heang - Mar 1, 2022 Form 4 Insider Report for SUNPOWER CORP (SPWR)

Role
Principal Accounting Officer
Signature
Lauren Walz, as attorney-in-fact for Vichheka Heang
Stock symbol
SPWR
Transactions as of
Mar 1, 2022
Transactions value $
-$151,182
Form type
4
Date filed
3/3/2022, 07:09 PM
Previous filing
Jan 7, 2022
Next filing
Mar 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPWR Common Stock Options Exercise $0 +4.55K +134.21% $0.00 7.94K Mar 1, 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +9.26K +116.67% $0.00 17.2K Mar 1, 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +2.62K +15.24% $0.00 19.8K Mar 1, 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +1.97K +9.92% $0.00 21.8K Mar 1, 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +4.2K +19.27% $0.00 26K Mar 1, 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +1.07K +4.12% $0.00 27K Mar 1, 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +400 +1.48% $0.00 27.4K Mar 1, 2022 Direct
transaction SPWR Common Stock Tax liability -$151K -8.4K -30.6% $18.00 19K Mar 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -4.55K -50% $0.00 4.55K Mar 1, 2022 Common Stock 4.55K Direct F2, F3
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -9.26K -33.33% $0.00 18.5K Mar 1, 2022 Common Stock 9.26K Direct F2, F4
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -2.62K -100% $0.00* 0 Mar 1, 2022 Common Stock 2.62K Direct F2, F5
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -1.97K -100% $0.00* 0 Mar 1, 2022 Common Stock 1.97K Direct F2, F5
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -4.2K -49.99% $0.00 4.2K Mar 1, 2022 Common Stock 4.2K Direct F2, F3
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -1.07K -24.99% $0.00 3.22K Mar 1, 2022 Common Stock 1.07K Direct F2, F6
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -400 -33.31% $0.00 801 Mar 1, 2022 Common Stock 400 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of shares exempt under Rule 16b-3 as payment of tax liability to the Issuer by delivery or withholding securities incident to vesting of restricted shares.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3 The remaining RSUs shall vest on March 1, 2023.
F4 The remaining RSUs shall vest in installments on March 1, 2023 and March 1, 2024.
F5 Fully vested.
F6 The remaining RSUs shall vest in installments on March 1, 2023, March 1, 2024, and March 1, 2025.