Douglas J. Richards - 01 Mar 2022 Form 4 Insider Report for SUNPOWER CORP

Role
EVP, Administration
Signature
Lauren Walz, as attorney-in-fact for Douglas J. Richards
Issuer symbol
N/A
Transactions as of
01 Mar 2022
Net transactions value
+$559,458
Form type
4
Filing time
03 Mar 2022, 19:07:03 UTC
Next filing
18 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPWR Common Stock Options Exercise $0 +11,462 $0.000000 11,462 01 Mar 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +12,344 +108% $0.000000 23,806 01 Mar 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +15,738 +66% $0.000000 39,544 01 Mar 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +11,804 +30% $0.000000 51,348 01 Mar 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +10,999 +21% $0.000000 62,347 01 Mar 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +13,960 +22% $0.000000 76,307 01 Mar 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +2,009 +2.6% $0.000000 78,316 01 Mar 2022 Direct
transaction SPWR Common Stock Options Exercise $0 +586 +0.75% $0.000000 78,902 01 Mar 2022 Direct
transaction SPWR Common Stock Tax liability $559,458 +31,081 +186% $18.00 47,821 01 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPWR Performance Based Restricted Stock Units (PSUs) Options Exercise $0 -11,462 -100% $0.000000* 0 01 Mar 2022 Common Stock 11,462 Direct F2, F3
transaction SPWR Performance Based Restricted Stock Units (PSUs) Options Exercise $0 -12,344 -33% $0.000000 24,688 01 Mar 2022 Common Stock 12,344 Direct F2, F4
transaction SPWR Performance Based Restricted Stock Units (PSUs) Options Exercise $0 -15,738 -50% $0.000000 15,739 01 Mar 2022 Common Stock 15,738 Direct F2, F5, F6
transaction SPWR Performance Based Restricted Stock Units (PSUs) Options Exercise $0 -11,804 -100% $0.000000* 0 01 Mar 2022 Common Stock 11,804 Direct F2, F3
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -10,999 -33% $0.000000 21,997 01 Mar 2022 Common Stock 10,999 Direct F2, F4
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -13,960 -50% $0.000000 13,960 01 Mar 2022 Common Stock 13,960 Direct F2, F5
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -2,009 -25% $0.000000 6,027 01 Mar 2022 Common Stock 2,009 Direct F2, F6
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -586 -33% $0.000000 1,173 01 Mar 2022 Common Stock 586 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of shares exempt under Rule 16b-3 as payment of tax liability to the Issuer by delivery or withholding securities incident to vesting of restricted shares.
F2 Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3 Fully vested.
F4 The remaining PSUs or RSUs shall vest on March 1, 2023 and March 1, 2024.
F5 The remaining PSUs or RSUs shall vest in installments on March 1, 2023.
F6 The remaining PSUs or RSUs shall vest in installments on March 1, 2023, March 1, 2024 and March 1, 2025.