Key facts
- This page summarizes Brad A. Lich's Form 4 filing for EASTMAN CHEMICAL CO (EMN).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Mar 2022, 11:12.
Brad A. Lich - 01 Mar 2022 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)
- Reporting relationship
- EVP & CCO
- Issuer ticker
- EMN
- Reported as of
- 01 Mar 2022
- Net transaction value
- -$268,852
- SEC form
- 4
- Accepted by SEC
- 03 Mar 2022, 11:12:02 UTC
- Prior SEC filing
- 01 Mar 2022
- Next SEC filing
- 03 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Clark L. Jordan, by Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brad A. Lich filed Form 4 for EASTMAN CHEMICAL CO (EMN) on 03 Mar 2022.
Change
- Previous filing in this sequence was filed on 01 Mar 2022.
- Current net transaction value: -$268,852.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMN
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +5,961
- Change %
- +18%
- Price
- Shares after
- 38,241
- Date
- 01 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
EMN
transaction
Common Stock
Tax liability
- Transaction value
- $268,852
- Shares
- -2,346
- Change %
- -6.1%
- Price
- $114.60
- Shares after
- 35,895
- Date
- 01 Mar 2022
- Ownership
- Direct
- Footnotes
- F2
EMN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,069
- Date
- 01 Mar 2022
- Ownership
- By ESOP
- Footnotes
- F3
EMN
holding
Commnon Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,215
- Date
- 01 Mar 2022
- Ownership
- By 401(k) Plan
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EMN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -5,961
- Change %
- -33%
- Price
- Shares after
- 11,922
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,961
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.
Footnote F2
Shares of common stock withheld in satisfaction of tax liability upon vesting of the 5,961 restricted stock units.
Footnote F3
Reflects ESOP allocations that have occurred since February 23, 2022
Footnote F4
Includes 2 shares acquired since February 23, 2022 resulting from automatic reinvestment of dividends.
Footnote F5
Remaining two-thirds of the underlying shares that vest on March 1, 2024 subject to Mr. Lich's continued employment and his satisfactory performance, as determined in the sole discretion of the Compensation and Management Development Committee of the Board of Directors, in leadership of specified areas of corporate and business performance and senior managment leadership development and succession planning.