Bruce J. Spohler - Dec 31, 2021 Form 5/A - Amendment Insider Report for SLR Investment Corp. (SLRC)

Role: Co-Chief Executive Officer, Director
Signature: /s/ Bruce J. Spohler
Stock symbol: SLRC
Transactions as of: Dec 31, 2021
Transactions value $: $0
Form type: 5/A - Amendment
Date filed: 3/2/2022, 03:06 PM
Date Of Original Report: Feb 14, 2022
Next filing: Apr 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SLRC	Common Stock	Gift	$0	+263K	+11.67%	$0.00	2.51M	Dec 4, 2021	See Footnotes	F1, F2, F3, F4
transaction	SLRC	Common Stock	Gift	$0	+2.5K	+3.7%	$0.00	70K	Dec 4, 2021	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to an inheritance, Bruce J.Spohler became co-trustee of a trust in which he and certain members of his immediate family are beneficiaries (the "Spohler Trust"), which owns 121,506 shares, and became the manager of a limited liability company in which he owns a pro rata interest (the "Spohler LLC"), which owns 141,130 shares. Mr. Spohler disclaims beneficial ownership of the shares held by the Spohler Trust and the Spohler LLC, except to the extent of his pecuniary interest.
F2	The total includes 121,506 shares held by the Spohler Trust (which are reported as having been received on this Form 5), 141,130 shares held by the Spohler LLC (which are also reported as having been received on this Form 5), 250,005 shares of the Issuer held by Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan"). The SCP Plan is controlled by SLR Capital Partners LLC (f/k/a Solar Capital Partners, LLC) ("SLR Capital Partners"). Bruce J. Spohler and Michael S. Gross may be deemed to indirectly beneficially own a portion of the shares held by the SCP Plan by virtue of their collective ownership interest in SLR Capital Partners.
F3	(Continued from Footnote (2)) In addition, the total includes 1,285,013 shares of the Issuer held by Solar Capital Investors, LLC ("Solar Capital I") and 715,000 shares of the Issuer held by Solar Capital Investors II, LLC ("Solar Capital II"), a portion of both of which may be deemed to be indirectly beneficially owned by Mr. Spohler, Mr. Gross and a grantor retained annuity trust setup by and for Mr. Gross by virtue of their collective ownership interest therein.
F4	Mr. Spohler disclaims beneficial ownership of any of the Issuer's securities directly held by the SCP Plan, Solar Capital I, Solar Capital II, the Spohler Trust and the Spohler LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Spohler is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F5	Mr. Spohler inherited 2,500 in an individual retirement account.

Remarks:

This Form 5/A is being filed to report additional shares that were received pursuant to the inheritance on December 4, 2021.