Softbank Vision Fund (Aiv M2) L.P. - Feb 11, 2022 Form 3 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role
10%+ Owner
Signature
SoftBank Vision Fund (AIV M2) L.P., By: SB Investment Advisers (UK) Limited, its Manager, By: /s/ Spencer Collins, General Counsel
Stock symbol
NRGV
Transactions as of
Feb 11, 2022
Transactions value $
$0
Form type
3
Date filed
2/22/2022, 03:30 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NRGV Common Stock 18.5M Feb 11, 2022 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities held of record by SoftBank Vision Fund (AIV M2) L.P. ("AIV M2"). SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing AIV M2 in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of AIV M2, SBIA UK is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of AIV M2's investments.