Ryan Steelberg - Feb 11, 2022 Form 4 Insider Report for Veritone, Inc. (VERI)

Signature
/s/ Ryan Steelberg
Stock symbol
VERI
Transactions as of
Feb 11, 2022
Transactions value $
-$1,088,522
Form type
4
Date filed
2/15/2022, 08:48 PM
Previous filing
Jan 21, 2022
Next filing
May 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VERI Common Stock Tax liability -$1.09M -63.2K -26.12% $17.23* 179K Feb 11, 2022 Direct F1
transaction VERI Common Stock Other $0 -216K -100% $0.00* 0 Feb 14, 2022 Steel Veritone Fund I, LLC
transaction VERI Common Stock Other $0 +58.5K +167.78% $0.00 93.3K Feb 14, 2022 The RSS Living Trust dated April 6, 2012 F2
holding VERI Common Stock 2M Feb 11, 2022 RVH, LLC F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F4
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F4
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F4
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F4
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The RSS Living Trust dated April 6, 2012 F4
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The RSS Living Trust dated April 6, 2012 F4
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The RSS Living Trust dated April 6, 2012 F4
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The RSS Living Trust dated April 6, 2012 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units.
F2 Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F3 Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.
F4 Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund.