OA Eagle Group Investors, LLC - 09 Feb 2022 Form 4 Insider Report for Eagle Point Credit Co Inc. (ECC)

Role
Other*
Signature
/s/ Randall Damstra, Chief Executive Officer
Issuer symbol
ECC
Transactions as of
09 Feb 2022
Net transactions value
-$1,477,938
Form type
4
Filing time
11 Feb 2022, 18:33:39 UTC
Previous filing
08 Feb 2022
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECC Common Stock Sale $1,458,268 -104,162 -11% $14.00 828,782 09 Feb 2022 Direct F1, F2, F5, F6
transaction ECC Common Stock Sale $19,670 -1,405 -0.17% $14.00 827,377 10 Feb 2022 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 53,123 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 51,039 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II").
F2 Represents 422,678 shares of Common Stock directly owned by OAEG and 406,104 shares of Common Stock directly owned by OAEG II.
F3 Consists of 717 shares of Common Stock sold by OAEG and 688 shares of Common Stock sold by OAEG II.
F4 Represents 421,961 shares of Common Stock directly owned by OAEG and 405,416 shares of Common Stock directly owned by OAEG II.
F5 Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
F6 Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.

Remarks:

The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 4 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act.