David A. Steinberg - 31 Dec 2021 Form 5 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
ACI Investment Partners, LLC /s/ David A. Steinberg, Managing Member
Issuer symbol
ZETA
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 16:54:06 UTC
Previous filing
20 Aug 2021
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ZETA Class A Common Stock 4,145 31 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZETA Class B Common Stock Gift $0 -1,000,000 -3.2% $0.000000 30,364,665 08 Feb 2022 Class A Common Stock 1,000,000 By ACI Investment Partners,LLC F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Share balance includes stock purchased under an Employee Stock Purchase Plan (ESPP) not previously reported.
F2 The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
F3 Reflects the transfer on August 16, 2021, of 1,400,000 shares of Class B Common Stock from IAC Investment Company IX, LLC to ACI Investment Partners, LLC.
F4 Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.