MORGAN STANLEY - 02 Feb 2022 Form 3 Insider Report for ALIMERA SCIENCES INC

Role: 10%+ Owner
Signature: /s/ Joseph Maehr, Authorized Signatory
Issuer symbol: N/A
Transactions as of: 02 Feb 2022
Net transactions value: $0
Form type: 3
Filing time: 10 Feb 2022, 20:08:43 UTC
Previous filing: 14 Oct 2021
Next filing: 10 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALIM	Common Stock						807,551	02 Feb 2022	By subsidiary

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALIM	Equity Swap (Obligation to Sell)							02 Feb 2022	Common Stock	490,000		By subsidiary	F1
holding	ALIM	Equity Swap (Obligation to Sell)							02 Feb 2022	Common Stock	1,800		By subsidiary	F1
holding	ALIM	Equity Swap (Obligation to Sell)							02 Feb 2022	Common Stock	1,500		By subsidiary	F1
holding	ALIM	Equity Swap (Obligation to Sell)							02 Feb 2022	Common Stock	2,900		By subsidiary	F1
holding	ALIM	Equity Swap (Obligation to Sell)							02 Feb 2022	Common Stock	417,932		By subsidiary	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These Short Swap transactions are cash settled, which entitle either the Reporting Person or Counterparty to cash payment based on prevailing prices at the time of settlement.