Morgan Stanley - Feb 2, 2022 Form 3 Insider Report for ALIMERA SCIENCES INC (ALIM)

Role
10%+ Owner
Signature
/s/ Joseph Maehr, Authorized Signatory
Stock symbol
ALIM
Transactions as of
Feb 2, 2022
Transactions value $
$0
Form type
3
Date filed
2/10/2022, 08:08 PM
Previous filing
Oct 14, 2021
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALIM Common Stock 808K Feb 2, 2022 By subsidiary

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALIM Equity Swap (Obligation to Sell) Feb 2, 2022 Common Stock 490K By subsidiary F1
holding ALIM Equity Swap (Obligation to Sell) Feb 2, 2022 Common Stock 1.8K By subsidiary F1
holding ALIM Equity Swap (Obligation to Sell) Feb 2, 2022 Common Stock 1.5K By subsidiary F1
holding ALIM Equity Swap (Obligation to Sell) Feb 2, 2022 Common Stock 2.9K By subsidiary F1
holding ALIM Equity Swap (Obligation to Sell) Feb 2, 2022 Common Stock 418K By subsidiary F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Short Swap transactions are cash settled, which entitle either the Reporting Person or Counterparty to cash payment based on prevailing prices at the time of settlement.